Are you sure that your managers have enough knowledge of the AFS or NCCP requirements to keep you on the right side of the regulator?
Our licensing specialists run Responsible Managers Masterclasses for Responsible Managers, compliance managers and indeed any senior manager of a financial services or credit business.
It takes a full day, but includes lots of interactive activities to keep you on your toes.
It covers the following areas:
- The Role and Responsibilities of Responsible Managers – what it means to be a Responsible Manager, the qualifications and experience required, responsibilities and overall liabilities involved.
- Regulation in the Financial Services Industry – who the regulators are and what they do.
- Providing Financial Services – what a financial or credit service is and what compliance and disclosure obligations apply.
- AFS Licensees’ Obligations – an in-depth view of all the regulatory requirements that apply to financial services and credit businesses.