eStore | Compliance Documents, Policies & Templates| Hamilton Locke & Source

Remuneration Policy

A template adviser remuneration policy suitable for AFS licensees and financial advisers

$395.00 inc GST

MDA - Advice and Contract Documents

Template SoA material, Investment Program and MDA Contract. Suitable for MDA providers & External MDA advisers

$1,350.00 inc GST

Buy Sell Deed for Small Businesses

A template legal agreement suitable for Companies and unit trusts with 3-4 shareholders or unitholders (as applicable) in the business.

$650.00 inc GST

Statement of Advice Template

A template SoA suitable for Financial planners & Life advisers

$1,200.00 inc GST

Record of Advice Template

A template RoA suitable for Financial planners & Life advisers

$199.00 inc GST

MDA - Provider FSG

Template for a special purpose FSG for MDA providers

$750.00 inc GST

Ongoing Service Toolkit (incl. FDS and Consent)

A complete set of ongoing service documentation, updated to comply with the Royal Commission legislation

$600.00 inc GST

Wholesale Client Acknowledgement Forms

A package of four wholesale client acknowledgment forms - one for individuals, one for companies, one for SMSFs and one for family trusts – which take into account the requirements of the Corporations Act, FASEA Code of Ethics and changing community ex ...

$900.00 inc GST