You’ve discovered something that might be a significant breach. Should you report it? Or wait until you fix it? What information do you need to provide?

Maybe ASIC has knocked on your door. Or asked you to provide information about your business. Have they sent you documents you are nervous about? Will ASIC investigate you? How bad is it? What else should you be looking for? Will they cancel your licence? Will they shut you down?

Take a deep breath. Don’t panic!

SOME OF THE WAYS WE HELP OUR CLIENTS.

  • Breach Notifications
  • ASIC Production Notices
  • Negotiating Licence Conditions and Enforceable Undertakings
  • Defending ASIC proceedings
  • Appointed as Compliance Consultant
  • ASIC Experts Reports

News

The Fold's frank take on issues affecting the financial services industry.

The Federal Court handed down its decision in the matter of ASIC v RI Advice Group Pty Ltd. This blog analyses the Court’s interpretation of sections 912A(1)(a) and (h) of the Corporations Act 2001 (Cth) and discusses the implications for AFS licensees.

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Purchasing an Australian financial service licence (AFSL) or an Australian credit licence (ACL) is an exciting opportunity to take your financial service business to the next stage of growth.

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The Fold is delighted to be a finalist in the sixth annual edition of Fintech Australia’s 2022 Finnies award for the category, ‘excellence in support services’.

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