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Sample | \n            Detailed Table of Contents\n        
\n    
\n
\n
\n    
\n        What\n    
\n    
\n        
A step by step guide to the financial planning and life advice process
\n    
\n
\n
\n    
\n        Suitable for\n    
\n    
\n        
\n            
Financial planners
\n            
Life advisers
\n        
\n    
\n
\n
\n    
\n        Contains\n    
\n    
\n        
A two-part manual with concise advice process and detailed guidance on key issues, covering
\n        
\n            
\n                IN THE MANUAL.\n                
\n                    
Client contact and engagement
\n                    
Collecting client information
\n                    
AML-CTF compliance
\n                    
Retail vs. wholesale clients
\n                    
Preparing and presenting advice
\n                    
Implementing advice
\n                    
Execution only services
\n                    
Ongoing client service
\n                
\n            
\n            
\n                IN THE COMPANION.\n                
\n                    
Financial, tax and credit services
\n                    
Marketing
\n                    
Duties to clients
\n                    
Privacy and confidentiality
\n                    
Conflicts of interest
\n                    
The FSG, SoA, RoA and PDS
\n                    
Fee disclosure statements
\n                    
Claims, complaints and communications
\n                
\n            
\n        
\n    
\n
\n
\n    
\n        Benefits\n    
\n    
\n        
\n            
Comprehensive one-stop financial advice guide 
\n            
Seamlessly integrates relevant Acts and Regulations, Class Orders, Regulatory Guides, Info Sheets and industry Codes of Practice
\n            
Contains customisable policies, procedures and templates 
\n            
Includes guidance on implementing all requirements
\n            
Distinguishes retail and wholesale clients
\n            
Packed full of practical tips, traps and diagrams
\n            
Detailed table of contents ensures easy navigation
\n            
Fully footnoted
\n            
Supports your quality assurance programme
\n            
Regularly updated to reflect changing regulation, policy and practice an additional fee applies
\n        
\n    
\n
\n\n
\n    
\n        Use\n    
\n    
\n        
\n            
Convenient reference guide 
\n            
Customise to create policies and procedures for your business
\n            
Combine with the AFS Licensee Manual and Compliance Calendar for a complete compliance management system
\n        
\n    
\n
\n
\n    
\n        This price is for use by 5 advisers. An additional $110 applies to each adviser after the first 5. Discounts are available for >10 advisers. Contact us for a quote. \n    
\n
\n
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Sample | \n            Detailed Table of Contents\n        
\n    
\n
\n
\n    
\n        What\n    
\n    
\n        
A step by step guide to the insurance broking process
\n    
\n
\n
\n    
\n        Suitable for\n    
\n    
\n        
General insurance brokers
\n    
\n
\n
\n    
\n        Contains\n    
\n    
\n        
A two-part manual with concise broking process and detailed guidance on key issues, covering
\n        
\n            
\n                IN THE MANUAL.\n                
\n                    
Marketing and advertising
\n                    
Client contact
\n                    
Preparing documents
\n                    
Collecting information
\n                    
Can you act?
\n                    
Duties to clients
\n                    
Retail vs. wholesale clients
\n                    
Terminating your engagement
\n                    
File management
\n                
\n            
\n            
\n                IN THE COMPANION.\n                
\n                    
What is a financial service?
\n                    
Privacy and confidentiality
\n                    
Conflicts of interest
\n                    
Client engagement 
\n                    
Advice and disclosure
\n                    
New business, renewals, cancellations and lapses
\n                    
Trust accounts and taxes
\n                    
Claims and complaints
\n                
\n            
\n        
\n    
\n
\n
\n    
\n        Benefits\n    
\n    
\n        
\n            
Comprehensive one-stop broking guide 
\n            
Seamlessly integrates relevant Acts and Regulations, Class Orders, Regulatory Guides, Info Sheets and industry Codes of Practice
\n            
Contains customisable policies, procedures and templates 
\n            
Includes guidance on implementing all requirements
\n            
Distinguishes retail and wholesale clients
\n            
Packed full of practical tips, traps and diagrams
\n            
Detailed table of contents ensures easy navigation
\n            
Fully footnoted
\n            
Supports your quality assurance programme
\n            
Regularly updated to reflect changing regulation, policy and practice - an additional fee applies
\n        
\n    
\n
\n\n
\n    
\n        Use\n    
\n    
\n        
\n            
Convenient reference guide 
\n            
Customise to create policies and procedures for your business
\n            
Combine with the AFS Licensee Manual and Compliance Calendar for a complete compliance management system
\n        
\n    
\n
\n\n
\n    
\n        This price is for use by 5 brokers. An additional $110 applies to each broker after the first 5. Discounts are available for >10 brokers. Contact us for a quote. \n    
\n
\n
",
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\n
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\n            Sample | \n\t\t\tDetailed Table of Contents\n\t\t
\n    
\n
\n
\n    
\n        What\n    
\n    
\n        
A step by step guide to the insurance underwriting process
\n    
\n
\n
\n    
\n        Suitable for\n    
\n    
\n        
\n            
General insurance underwriting agencies
\n            
Lloyd's coverholders
\n        
\n    
\n
\n
\n    
\n        Contains\n    
\n    
\n        
A two-part manual with concise underwriting process and detailed guidance on key issues, covering
\n        
\n            
\n                IN THE MANUAL.\n                
\n                    
Marketing and advertising
\n                    
Product planning and development
\n                    
Retail vs. wholesale clients
\n                    
Contact with brokers and insureds
\n                    
Can you underwrite?
\n                    
Service standards
\n                    
New business
\n                    
Premium payments and refunds
\n                    
Renewals, cancellations and lapses
\n                    
Records management
\n                
\n            
\n            
\n                IN THE COMPANION.\n                
\n                    
What is a financial service?
\n                    
Acting as an insurer's agent
\n                    
Duties to insurers and insureds
\n                    
Lloyd's policy requirements
\n                    
Privacy and confidentiality
\n                    
Premium funding
\n                    
Retail client distribution
\n                    
Proposals and endorsements
\n                    
Trust accounts and taxes
\n                    
Claims and complaints
\n                
\n            
\n        
\n    
\n
\n
\n    
\n        Benefits\n    
\n    
\n        
\n            
Comprehensive one-stop underwriting guide 
\n            
Seamlessly integrates relevant Acts and Regulations, Class Orders, Regulatory Guides, Info Sheets, Lloyd's requirements and industry Codes of Practice
\n            
Contains customisable policies, procedures and templates 
\n            
Includes guidance on implementing all requirements
\n            
Distinguishes retail and wholesale clients
\n            
Packed full of practical tips, traps and diagrams
\n            
Detailed table of contents ensures easy navigation
\n            
Fully footnoted
\n            
Supports your quality assurance programme
\n            
Regularly updated to reflect changing regulation, policy and practice - an additional fee applies
\n        
\n    
\n
\n\n
\n    
\n        Use\n    
\n    
\n        
\n            
Convenient reference guide 
\n            
Customise to create policies and procedures for your business
\n            
Combine with the AFS Licensee Manual and Compliance Calendar for a complete compliance management system
\n        
\n    
\n
\n
\n    
\n        This price is for use by 5 underwriting staff members. An additional $110 applies to each underwriting staff member after the first 5. Discounts are available for >10 underwriting staff members. Contact us for a quote. \n    
\n
\n\n
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