Statement of Advice Template

$1,200 inc GST

A template SoA suitable for Financial planners & Life advisers

This product is currently out of stock

 

Features:

A customisable template containing all the information that is required to be in a SoA, covering:

  • Introduction
  • Goals and objectives
  • Scope of advice
  • Current situation
  • Summary of advice
  • Risk profile and asset allocation
  • Recommended strategies
  • Product recommendations
  • Approved product list
  • Product replacement implications
  • Implementation
  • Ongoing services
  • Remuneration
  • Authority to proceed
  • Consent to electronic disclosure

Benefits:

  • Suitable for use whenever personal advice is given to a retail client
  • Covers all the regulatory requirements for SoAs
  • Fully customisable for your business and each client
  • Variable clauses to suit different types of advice
  • Clear, concise and effective language
  • Includes detailed content and user guide

Use:

  • Customise to document personal advice
  • Integrate into your advice process
  • Convenient reference guide


This price is for use by 5 advisers. Discounts are available for >5 advisers. Contact us for a quote.