Record of Advice Template

A customisable template containing all the information that is required to be in a RoA, covering:

• Background information
• Advice
• Product replacement implications
• Remuneration
• Authority to proceed

Benefits: 

• Suitable for further advice, small investment advice and no purchase recommendations
• Covers all the regulatory requirements for RoAs
• Variable clauses to suit different types of advice
• Fully customisable for your business and each client
• Clear, concise and effective language
• Includes detailed content and user guide

Use: 

• Customise to document advice
• Integrate into your advice process
• Convenient reference guide

This price is for use by 5 advisers. Discounts are available for >5 advisers. Contact us for a quote.