Suitable for Financial planners and life advisers who provide advice to wholesale clients.
Contains a package of four wholesale client acknowledgment forms which:
- Explain what it means to be treated as wholesale client (as opposed to a retail client)
- Capture each wholesale client’s understanding of what it means to be treated as wholesale client
- Capture each wholesale client’s consent to be treated as wholesale client
- Suitable for use with wholesale clients
- Takes the Corporations Act and FASEA Code of Ethics requirements into account
- Adapted and updated for changing community expectations following the Banking Royal Commission
- Four different forms tailored for four different types of wholesale clients – individuals, companies, SMSFs and family trusts
- Keep forms on file to capture each wholesale client’s understanding and acknowledgement
- Includes detailed content and guidance
- Capture each client’s consent to be treated as a wholesale client
- Four different templates – one for individuals, one for companies, one for SMSFs and one for family trusts
This price is for use by 5 advisers. Discounts are available for >5 advisers. Contact us for a quote.