MDA - Provider Policy and Procedures

$1,450.00 inc GST

A complete guide to providing an MDA service suitable for MDA providers

This product is currently out of stock



Detailed guidance and procedures for providing an MDA service, covering:

  • What is an MDA service?
  • Licence requirements
  • FSG and SoA
  • Investment program
  • MDA contract
  • Commencing an MDA service
  • Investment management
  • Discretionary authority
  • Conflicts of interest
  • Administration and reporting
  • Custody and appointing a custodian
  • Terminating an MDA service
  • Record keeping
  • Insurance
  • Monitoring and breach reporting
  • User and content guide


  • Comprehensive policies and procedures for providing MDA advice
  • Covers all the MDA regulatory requirements for MDA providers (other than advising - see the MDA Adviser Policy & Procedures)
  • Fully customisable for your business
  • Variable clauses to suit different MDA models
  • Detailed table of contents ensures easy navigation
  • Supports your quality assurance program
  • Clear concise and effective language
  • Purchase as part of the MDA Kit for a complete MDA compliance system


  • Convenient reference guide
  • Customise to create your MDA service procedures
  • Suitable for all types of MDA providers. NB: Additional customisation will be required for MDA providers who use an external custodian or non-recourse financial products