MDA - Annual Review SoA/RoA Material
Template SoA/RoA content for annual MDA reviews suitable for MDA providers & External MDA advisers
$100
inc GST
MDA - Adviser Policy and Procedures
$950 inc GST
A step by step guide to MDA advice suitable for MDA providers & External MDA advisers
This product is currently out of stock
Features:
Detailed guidance and procedures for recommending an MDA service, covering:
- What is an MDA service
- Recommending an MDA service
- Best interests duty
- MDA advice documents
- Implementing an MDA service
- Annual reviews
- Fee disclosure statements
- Terminating the MDA contract
- Record keeping
Benefits:
- Comprehensive policies and procedures for providing MDA advice
- Covers all the MDA regulatory requirements for MDA advisers
- Fully customisable for your business
- Variable clauses to suit different MDA models
- Detailed table of contents ensures easy navigation
- Supports your quality assurance program
- Clear concise and effective language
- Purchase as part of the MDA Kit for a complete MDA compliance system
Use:
- Convenient reference guide
- Customise to create your MDA advice procedures
- Suitable for all types of MDA providers. NB: Additional customisation will be required for MDA providers who use an external custodian or non-recourse financial product
This price is for use by 5 advisers. Discounts are available for >5 advisers. Contact us for a quote.
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