Detailed guidance and procedures for providing an MDA service, covering
What is an MDA service?
Licence requirements
FSG and SoA
Investment program
MDA contract
Commencing an MDA service
Investment management
Discretionary authority
Conflicts of interest
Administration and reporting
Custody and appointing a custodian
Terminating an MDA service
Record keeping
Insurance
Monitoring and breach reporting
User and content guide
Benefits
Comprehensive policies and procedures for providing MDA advice
Covers all the MDA regulatory requirements for MDA providers (other than advising - see the MDA Adviser Policy & Procedures)
Fully customisable for your business
Variable clauses to suit different MDA models
Detailed table of contents ensures easy navigation
Supports your quality assurance program
Clear concise and effective language
Purchase as part of the MDA Kit for a complete MDA compliance system
Use
Convenient reference guide
Customise to create your MDA service procedures
Suitable for all types of MDA providers. NB: Additional customisation will be required for MDA providers who use an external custodian or non-recourse
financial products
