Detailed guidance and procedures for recommending an MDA service, covering
What is an MDA service
Recommending an MDA service
Best interests duty
MDA advice documents
Implementing an MDA service
Annual reviews
Fee disclosure statements
Terminating the MDA contract
Record keeping
Benefits
Comprehensive policies and procedures for providing MDA advice
Covers all the MDA regulatory requirements for MDA advisers
Fully customisable for your business
Variable clauses to suit different MDA models
Detailed table of contents ensures easy navigation
Supports your quality assurance program
Clear concise and effective language
Purchase as part of the MDA Kit for a complete MDA compliance system
Use
Convenient reference guide
Customise to create your MDA advice procedures
Suitable for all types of MDA providers. NB: Additional customisation will be required for MDA providers who use an external custodian or non-recourse
financial product
