MDA - Adviser Policy and Procedures

$950 inc GST

A step by step guide to MDA advice suitable for MDA providers & External MDA advisers

This product is currently out of stock

 

Features:

Detailed guidance and procedures for recommending an MDA service, covering:

  • What is an MDA service
  • Recommending an MDA service
  • Best interests duty
  • MDA advice documents
  • Implementing an MDA service
  • Annual reviews
  • Fee disclosure statements
  • Terminating the MDA contract
  • Record keeping

Benefits:

  • Comprehensive policies and procedures for providing MDA advice
  • Covers all the MDA regulatory requirements for MDA advisers
  • Fully customisable for your business
  • Variable clauses to suit different MDA models
  • Detailed table of contents ensures easy navigation
  • Supports your quality assurance program
  • Clear concise and effective language
  • Purchase as part of the MDA Kit for a complete MDA compliance system

Use:

  • Convenient reference guide
  • Customise to create your MDA advice procedures
  • Suitable for all types of MDA providers. NB: Additional customisation will be required for MDA providers who use an external custodian or non-recourse financial product

This price is for use by 5 advisers. Discounts are available for >5 advisers. Contact us for a quote.