Wholesale Client Decision Tree

$895 inc GST

A simple process for identifying wholesale clients suitable for Financial planners Life advisers.

This product is currently out of stock

 

Features:

A step by step guide to assessing clients against the wholesale client / sophisticated investor tests, covering:

  • Who is the client?
  • Applying the tests to different types of entities
  • Applying the tests to different types of advice / service
  • Dealing with SMSFs

Benefits: 

  • Covers individuals, companies, trusts and superannuation entities
  • Specific section on SMSFs
  • Outlines each of the wholesale client / sophisticated investor tests
  • Provides various options for the treatment of SMSFs - dependant on risk appetite
  • Detailed guidance notes for easy reference
  • Clear and concise
  • One-stop guide

Use: 

  • Integrate into your advice process and/or software
  • Convenient reference guide


Price is for use by 5 advisers. Discounts are available for purchases for >10 advisers. Contact us for a quote.