Credit Licensee Manual

$2,200 inc GST

A comprehensive guide to Australian credit licence obligations suitable for Australian credit licensees.

This product is currently out of stock

 

Features:

Detailed guidance and procedures on credit services and other regulatory requirements, covering:

LAW & GOVERNANCE.

  • Regulating the finance industry
  • Credit licensing
  • Risk and compliance management
  • Conflicts of interest
  • Privacy
  • Data breach reporting
  • Complaints and disputes
  • Other financial services

ORGANISATIONAL CAPACITY.

  • Resource adequacy
  • Training and organisational competence
  • Representatives
  • Monitoring and supervision
  • Outsourcing

ADMINISTRATION.

  • Financial resources
  • Trust accounts
  • Records management
  • Intellectual property
  • Technology
  • Business continuity management

Benefits: 

  • Comprehensive one-stop guide
  • Seamlessly integrates numerous Acts and Regulations, Class Orders, Regulatory Guides, Info Sheets and industry Codes of Practice
  • Fully footnoted
  • Includes coverage of the new mandatory data breach reporting regime
  • Helps you identify and understand your Australian credit licensee obligations
  • Contains customisable policies, procedures and templates
  • Includes guidance on implementing the requirements
  • Detailed table of contents ensures easy navigation
  • Packed full of tips, traps and diagrams
  • Supports your quality assurance programme
  • Regularly updated to reflect changing regulation, policy and practice - an additional fee applies

Use: 

  • Convenient reference guide
  • Customise to create policies and procedures for your business
  • Create 'Additional Proofs' for your licence application or variation
  • Combine with the Compliance Calendar for a complete compliance management system