Corporate Authorised Representative Agreement

$595 inc GST

A template legal agreement with supporting notices and deeds suitable for Financial planners & Life advisers

This product is currently out of stock

 

Features:

A customisable template for appointing a corporate authorised representative and individual advisers, covering:

  • Appointment and authorisation
  • Clarifying the relationship
  • Periods of absence
  • Business names and logos
  • Remuneration
  • Set off and GST
  • Optional authority to appoint advisers
  • AR obligations
  • Warranties and indemnities
  • PI insurance
  • Client ownership and servicing rights
  • Optional right of first refusal
  • Optional personal guarantee
  • Confidential information and IP
  • Conflicts of interest
  • Dispute resolution
  • Termination

Benefits:

  • Defines the AR authority
  • Option to allow sub-authorisation of advisers
  • Includes Notice of Authorisation, Adviser Deed and Deed of Guarantee
  • Incorporates AR compliance obligations
  • Protects client ownership and servicing rights
  • Helps manage AFS regulatory requirements
  • Complies with unfair contract terms legislation
  • Plain English
  • Modern style and format
  • Easy to customise
  • Includes user guide
  • Supports your risk management programme

Use: 

  • Customise to define the scope and terms of AR appointments
  • Enable sub-authorisation of advisers or retain control
  • Manage AR activity

If you are appointing an individual authorised representative, please see our Authorised Representative Agreement.