Client Portfolio Transfer Agreement for Financial Planners and Life Advisers

$550.00 inc GST

A template legal agreement suitable for Financial planners & Life advisers

This product is currently out of stock



A customisable template for buying or selling a financial planning or life advice portfolio, including:


  • Portfolio transfer
  • Purchase price payment and adjustments
  • Entitlement to non-recurring revenue
  • Liability to clients
  • Completion tasks
  • Seller’s obligations
  • Seller and Buyer warranties
  • Indemnities and insurance
  • Protective covenants (restraints)
  • GST treatment
  • Protection of confidential information
  • Dispute resolution


  • Conditions precedent
  • Rescission events
  • Securing subsequent instalment payment(s)
  • Additional warranties
  • Limitations of liability
  • Professional Indemnity insurance


  • Effectively assigns client data and service rights
  • Reflects current industry standard arrangements (i.e. excluding grandfathered commissions)
  • Protects confidential information
  • Prevents seller competition (optional)
  • Detailed guidance on purchase price calculation
  • Plain English
  • Focus on commercial balance
  • Modern style and format
  • Easy to use and customise
  • Includes comprehensive user guide


  • Customise to transfer ownership of a client portfolio

  • For use by both Sellers and Buyers (with optional text to improve your position/provide greater protection, depending on whether you are the buyer or seller in the transaction)