Authorised Representative Agreement for Financial Planners and Life Advisers

$495 inc GST

A template legal agreement with supporting notices suitable for Financial planners & Life advisers

This product is currently out of stock

 

Features:

A customisable template for appointing individual advisers as authorised representatives, covering:

  • Appointment and authorisation
  • Clarifying the relationship
  • Periods of absence
  • Business names and logos
  • Remuneration
  • Set off and GST
  • AR obligations
  • Warranties and indemnities
  • PI insurance
  • Client ownership and servicing rights
  • Optional right of first refusal
  • Optional personal guarantee
  • Confidential information and IP
  • Conflicts of interest
  • Dispute resolution
  • Termination

Benefits:

  • Defines the AR authority
  • Includes Notice of Authorisation
  • Incorporates AR compliance obligations
  • Protects client ownership and servicing rights
  • Helps manage AFS regulatory requirements
  • Complies with unfair contract terms legislation
  • Plain English
  • Modern style and format
  • Easy to customise
  • Includes user guide
  • Supports your risk management programme

Use:

  • Customise to define the scope and terms of AR appointments
  • Manage AR activity


If you are appointing a corporate authorised representative, please see our Corporate Authorised Representative Agreement.