Template SoA material, Investment Program and MDA Contract
Suitable for
MDA providers
External MDA advisers
NB: We offer these templates as a package because the documents are interdependent
Contains
SOA MATERIAL
Basis for MDA advice
All other required information
MDA warnings
Fees and costs
MDA CONTRACT.
Appointment
Discretions
Rights and obligations
Review and reporting
Fees and costs
INVESTMENT STRATEGY.
Sample model portfolio description
MDA warnings
MDA information
Benefits
Contains template material for all the disclosures required to recommend and implement MDA services
Covers all the MDA regulatory requirements for SoAs, MDA Contracts and Investment Programs
Seamlessly integrates the overlapping MDA requirements into the 3 documents
Variable clauses to suit different MDA models
Clear concise and effective language
Detailed content and user guide
Purchase as part of the MDA Kit for a complete MDA compliance system
Use
Integrate SoA material into your SoA template to create compliant MDA advice
Document your MDA contract
Document your model portfolios and other investment strategies
Suitable for all types of MDA providers. NB: Additional customisation will be required for MDA providers who use an external custodian or non-recourse
financial product
