Underwriter Manual

A two-part manual with concise underwriting process and detailed guidance on key issues, covering:

IN THE MANUAL.

• Marketing and advertising
• Product planning and development
• Retail vs. wholesale clients
• Contact with brokers and insureds
• Can you underwrite?
• Service standards
• New business
• Premium payments and refunds
• Renewals, cancellations and lapses
• Records management

IN THE COMPANION.

• What is a financial service?
• Acting as an insurer's agent
• Duties to insurers and insureds
• Lloyd's policy requirements
• Privacy and confidentiality
• Premium funding
• Retail client distribution
• Proposals and endorsements
• Trust accounts and taxes
• Claims and complaints

Benefits:

• Comprehensive one-stop underwriting guide
• Seamlessly integrates relevant Acts and Regulations, Class Orders, Regulatory Guides, Info Sheets, Lloyd's requirements and industry Codes of Practice
• Contains customisable policies, procedures and templates
• Includes guidance on implementing all requirements
• Distinguishes retail and wholesale clients
• Packed full of practical tips, traps and diagrams
• Detailed table of contents ensures easy navigation
• Fully footnoted
• Supports your quality assurance programme
• Regularly updated to reflect changing regulation, policy and practice - an additional fee applies

Use:

• Convenient reference guide
• Customise to create policies and procedures for your business
• Combine with the AFS Licensee Manual and Compliance Calendar for a complete compliance management system
  

This price is for use by 5 underwriting staff members. Discounts are available for >5 underwriting staff members. Contact us for a quote.