Credit Licensee Manual

Detailed guidance and procedures on credit services and other regulatory requirements, covering:

LAW & GOVERNANCE.

• Regulating the finance industry
• Credit licensing
• Risk and compliance management
• Conflicts of interest
• Privacy
• Data breach reporting
• Complaints and disputes
• Other financial services

ORGANISATIONAL CAPACITY.

• Resource adequacy
• Training and organisational competence
• Representatives
• Monitoring and supervision
• Outsourcing

ADMINISTRATION.

• Financial resources
• Trust accounts
• Records management
• Intellectual property
• Technology
• Business continuity management

Benefits: 

• Comprehensive one-stop guide
• Seamlessly integrates numerous Acts and Regulations, Class Orders, Regulatory Guides, Info Sheets and industry Codes of Practice
• Fully footnoted
• Includes coverage of the new mandatory data breach reporting regime
• Helps you identify and understand your Australian credit licensee obligations
• Contains customisable policies, procedures and templates
• Includes guidance on implementing the requirements
• Detailed table of contents ensures easy navigation
• Packed full of tips, traps and diagrams
• Supports your quality assurance programme
• Regularly updated to reflect changing regulation, policy and practice - an additional fee applies

Use: 

• Convenient reference guide
• Customise to create policies and procedures for your business
• Create 'Additional Proofs' for your licence application or variation
• Combine with the Compliance Calendar for a complete compliance management system